The Danish Financial Supervisory Authority (“Danish FSA”) has on 15 March 2021 issued a reprimand to SCGE Management, Limited Partnership (“SCGE Management”) for violation of article 9 of the European Parliament and Council Regulation (EU) No 236/2012 on short selling and certain types of credit default swaps (“the SSR”).

The Danish Financial Supervisory Authority (“Danish FSA”) has on 21 Au-gust 2020 issued a reprimand to Arrowstreet Capital, Limited Partnership (“Arrowstreet Capital”) for violation of article 9 of the European Parliament and Council Regulation (EU) No 236/2012 on short selling and certain types of credit default swaps (“the SSR”).

The Danish Financial Supervisory Authority (“Danish FSA”) has on 13 January 2020 issued a reprimand to Echo Street Capital Management LLC (“Echo Street Capital Management”) for failure to report under article 9 of the European Parliament and Council Regulation (EU) No 236/2012 on short selling and certain types of credit default swaps (“the short selling regulation”).

The Danish Financial Supervisory Authority (“Danish FSA”) has on 13 January 2020 issued a reprimand to Arrowstreet Capital, Limited Partnership (“Arrowstreet Capital”) for violation of article 9 of the European Parliament and Council Regulation (EU) No 236/2012 on short selling and certain types of credit default swaps (“the short selling regulation”).

The Danish Financial Supervisory Authority (“Danish FSA”) has on 12 August 2019 issued a reprimand to Bloom Tree Partners LLC for violation of article 9 of the European Parliament and Council Regulation (EU) No 236/2012 on short selling and certain types of credit default swaps (“the short selling regulation”).

The Danish Financial Supervisory Authority (“Danish FSA”) has on 12 August 2019 issued a reprimand to Exane Asset Management for violation of article 9 of the European Parliament and Council Regulation (EU) No 236/2012 on short selling and certain types of credit default swaps (“the short selling regulation”).

The Danish Financial Supervisory Authority (“Danish FSA”) has on 11 July 2019 issued a reprimand to OrbiMed Advisors LLC for violation of article 9 of the European Parliament and Council Regulation (EU) No 236/2012 on short sell-ing and certain types of credit default swaps (“the short selling regulation”).

The Danish Financial Supervisory Authority (“Danish FSA”) has on 10 July 2019 issued a reprimand to AHL Partners LLP for violation of article 9 of the European Parliament and Council Regulation (EU) No 236/2012 on short selling and certain types of credit default swaps (“the short selling regulation”).

The Danish Financial Supervisory Authority (“Danish FSA”) has on 29 April 2019 decided to issue an order and reprimand to Squarepoint Ops LLC for violation of Article 9 of the European Parliament and Council Regulation (EU) No 236/2012 on short selling and certain types of credit default swaps (the short selling regulation).

The Danish Financial Supervisory Authority (Danish FSA) has on 17 October 2018 decided to reprimand Park West Asset Management LLC for violation of Article 9 of the European Parliament and Council Regulation (EU) No 236/2012 on short selling and certain types of credit default swaps (the short selling regulation) by failing to report net short positions to the Danish FSA on time.

The Danish Financial Supervisory Authority (Danish FSA) has on 17 October 2018 decided to reprimand Valiant Capital Management, L.P. for violation of Article 9 of the European Parliament and Council Regulation (EU) No 236/2012 on short selling and certain types of credit default swaps (the short selling regulation) by failing to report net short positions to the Danish FSA on time.

The Danish Financial Supervisory Authority (Danish FSA) has on 24 May 2018 decided to reprimand Old Mutual Global Investors (UK) Limited for violation of Article 9 of the European Parliament and Council Regulation (EU) No 236/2012 on short selling and certain types of credit default swaps (short selling regulation) by failing to report several net short positions to the Danish FSA.